We could not put this site together without the assistance of several individuals. Some work directly for ComplianceAsia, others are helping us with this project.
Alex Duperouzel
is one of the owners of ComplianceAsia and heads the company's office in Hong Kong. An accountant by training, he initially worked for accounting firms in their insolvency practices and then moved to Kroll Associates where he was a fraud investigator focussed on the financial industry. He is particularly involved in compliance issues for hedge funds, private equity funds, institutional brokers and corporate finance houses.
Philippa Allen
is the CEO of ComplianceAsia. She is a former litigation lawyer and has been involved in financial industry compliance since 1991. Prior to founding ComplianceAsia in 2003, she held a number of senior positions with Allianz Dresdner, Dresdner RCM, Dresdner Bank, Dresdner Kleinwort Wasserstein, LGT Asset Management and GT Asset Management. She leads the technical side of the ComplianceAsia consulting practice and is involved in all the major projects that the firm undertakes. She is involved in a number of government consultations regarding financial regulation and about a decade ago was one of the drafters of the Hong Kong Fund Manager Code of Conduct for the SFC.
Ben Keefe
is the knowledge manager at ComplianceAsia Consulting Ltd and based in Hong Kong. Working in knowledge management, Ben strives to make information easier to find and better recorded for his coworkers. As such, he is constantly following regulatory developments in Asia and elsewhere to help keep the team up to date. A graduate of the University of Western Ontario's Masters in Library and Information Science program, Ben is also the Hong Kong representative of the the Asian Chapter of the Special Libraries Association.