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Tuesday
May312011

SFC issues latest edition of Enforcement Reporter

DateTuesday, May 31, 2011 at 5:47PM

On 31 May 2011, the SFC announced that the latest edition of its Enforcement Reporter focuses on recent Lehman Brothers (LB)-related products agreements that the SFC has been involved in. To date, the SFC has reached agreements with 25 distributors and non-distributors of such products. It also details the fighting funds that have been set up to recover collateral.

Other areas that the publication examines are recent cases against market manipulators, insider dealing and alternate non-executive director disqualification.

A copy of the publication is available using the link above or on the SFC website.

Article written by AuthorKathryn Mathers | | | Print ArticlePrint Article | CommentPost a Comment
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