Thursday
Jun162011
SFC appeal dismissed in Tsein Case
Thursday, June 16, 2011 at 8:33AM On 14 June 2011, the SFC reported that the Court of Appeal had dismissed an appeal by the SFC and reaffirmed the decision of the SFAT to ban Mr David Tsien Pak Cheong , a former equity salesman of JP Morgan Securities (Asia Pacific) Ltd (JP Morgan), from re-entering the industry for 10 years.
The SFC had appealed the SFAT’s decision to vary the period in which Tsien was banned from re-entering the securities industry from life to 10 years.
Further details are available here.
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